
Trulioo
Global identity and business verification platform for KYC, KYB, and AML compliance.

360-Degree Regulatory Compliance for Financial Services

Comply is a comprehensive regulatory compliance platform designed for the financial services industry. It offers a suite of tools that automate compliance activities, monitor employee trading, manage conflicts of interest, and capture communications across various channels. The platform provides a centralized dashboard for managing compliance tasks, generating reports, and maintaining audit trails. Comply's architecture includes integrations with broker feeds for trade monitoring, a preclearance request system, and native capture of iMessage and WhatsApp communications through a partnership with LeapXpert. The system is designed to help firms meet regulatory requirements, mitigate risks, and ensure compliance with standards of conduct.
Comply is a comprehensive regulatory compliance platform designed for the financial services industry.
Explore all tools that specialize in trade monitoring. This domain focus ensures Comply delivers optimized results for this specific requirement.
Capture full conversation threads, edited and deleted messages, timestamps, attachments and multimedia, and message reactions (i.e. emojis) directly from iMessage and WhatsApp through a partnership with LeapXpert.
Assess risks and ensure exam readiness with an integrated risk assessment tool.
Manage compliance activities using a bespoke compliance calendar.
Gain a full view of employee brokerage accounts through the industry’s largest network of direct broker feeds.
Capture, review, and store client communications in a WORM (Write Once Read Many)-compliant format.
Data Loading and Configuration: Load existing data into the system.
System Configuration: Customize system settings to fit specific use cases.
Integration Setup: Configure integrations with broker feeds and other systems.
Broker Feed Outreach: Establish connections with broker feeds.
Supervisor Training: Train supervisors on how to use the platform.
Go-Live Assistance: Assist with launching the platform within the organization.
All Set
Ready to go
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