Overview
Comply is a comprehensive regulatory compliance platform designed for the financial services industry. It offers a suite of tools that automate compliance activities, monitor employee trading, manage conflicts of interest, and capture communications across various channels. The platform provides a centralized dashboard for managing compliance tasks, generating reports, and maintaining audit trails. Comply's architecture includes integrations with broker feeds for trade monitoring, a preclearance request system, and native capture of iMessage and WhatsApp communications through a partnership with LeapXpert. The system is designed to help firms meet regulatory requirements, mitigate risks, and ensure compliance with standards of conduct.