End-to-end surveillance and compliance solutions for a safer, more efficient market ecosystem.

Nasdaq Surveillance offers a comprehensive suite of tools designed to detect and prevent market abuse, ensure regulatory compliance, and maintain market integrity. It leverages advanced analytics, machine learning, and sophisticated algorithms to monitor trading activity across various asset classes and global markets. The platform provides real-time alerts, customizable dashboards, and detailed audit trails for efficient investigation and reporting. Its architecture is built for scalability and high performance, handling vast amounts of data with low latency. Use cases include detecting insider trading, identifying manipulative trading patterns, and ensuring adherence to regulatory requirements such as Dodd-Frank and MiFID II. The system's value proposition lies in its ability to reduce risk, improve operational efficiency, and enhance investor confidence.
Nasdaq Surveillance offers a comprehensive suite of tools designed to detect and prevent market abuse, ensure regulatory compliance, and maintain market integrity.
Explore all tools that specialize in identifying insider trading. This domain focus ensures Nasdaq Surveillance delivers optimized results for this specific requirement.
Explore all tools that specialize in meeting mifid ii requirements. This domain focus ensures Nasdaq Surveillance delivers optimized results for this specific requirement.
Explore all tools that specialize in providing detailed trade history. This domain focus ensures Nasdaq Surveillance delivers optimized results for this specific requirement.
Uses machine learning algorithms to identify unusual trading patterns and detect anomalies in real-time.
Monitors trading activity across multiple markets and asset classes to detect coordinated manipulation schemes.
Provides a customizable alert system that prioritizes alerts based on severity and relevance, streamlining investigation workflows.
Offers a centralized case management system to track investigations, document findings, and manage regulatory reporting.
Utilizes NLP to analyze unstructured data sources, such as news articles and social media, to identify potential market-moving information.
1. Initial consultation to assess surveillance needs and regulatory requirements.
2. Data integration setup, including secure data feeds and API configuration.
3. System configuration and customization to align with specific market rules and compliance policies.
4. User training on platform features, alert management, and investigation workflows.
5. Ongoing support and system updates to maintain optimal performance and adapt to evolving regulations.
6. Periodic review and refinement of surveillance strategies based on market trends and risk assessments.
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"Highly regarded for its comprehensive features, accuracy, and reliability, though some users find the initial setup complex."
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